Lecture #17: Rousseau: A Discourse on Inequality
A DISCOURSE ON INEQUALITY
Jean Jacques Rousseau
The first man, who, after enclosing a piece of ground, took it into his head to say, "This is mine," and found people simple enough to believe him, was the true founder of civil society. How many crimes, how many wars, how many murders, how many misfortunes and horrors, would that man have saved the human species, who, pulling up the stakes or filling up the ditches should have cried to his fellows: "Be sure not to listen to this imposter; you are lost, if you forget that the fruits of the earth belong equally to us all, and the earth itself to nobody!" But, it is highly probable that things were now come to such a pass, that they could not continue much longer in the same way; for as this idea of property depends on several prior ideas which could only spring up gradually one after another, it was not formed all at once in the human mind: men must have made great progress; they must have acquired a great stock of industry and knowledge, and transmitted and increased it from age to age before they could arrive at this last term of the state of nature. Let us therefore take up things a little higher, and collect into one point of view, and in their most natural order, this slow succession of events and mental improvements.
The first sentiment of man was that of his existence, his first care that of preserving it. The production of the earth yielded him all the assistance he required; instinct prompted him to make use of them. Among the various appetites, which made him at different times experience different modes of existence, there was one that excited him to perpetuate his species, and this blind propensity, quite void of anything like pure love or affection, produced nothing but an act that was merely animal. The present heat once allayed, the sexes took no further notice of each other, and even the child ceased to have any tie in his mother, the moment he ceased to want her assistance.
Such was the condition of the infant man; such was the life of the animal confined at first to pure sensations, and so far from harboring any thought of forcing her gifts from nature, that he scarcely availed himself of those which she offered to him of her own accord. But, difficulties soon arose, and there was a necessity for learning how to surmount them: the height of some trees, which prevented his reaching their fruits; the fierceness of many that even aimed at his life; these were so many circumstances, which obliged him to apply to bodily exercise. There was a necessity for becoming active, swift-footed, and sturdy in battle. The natural arms, which are stones and the branches of trees, soon offered themselves to his assistance. He learned to surmount the obstacles of Nature, to contend in case of necessity with other animals, to dispute his subsistence even with other men, or indemnify himself for the loss of whatever he found himself obliged to part with to the strongest.
In proportion, as the human species grew more numerous, and extended itself, its pain likewise multiplied and increased. The difference of soils, climates, and seasons, might have forced men to observe some differences in their way of living. Bad harvest, long and severe winters and scorching summers, which parched up all the fruits of the earth, required extraordinary exertions of industry. On the sea shore, and the banks of rivers they invented the line and the hook, and became fishermen and ichthyophagous. In the forests they made themselves bows and arrows, and became huntsmen and warriors. In the cold countries they covered themselves with the skins of the beasts they had killed; thunder, a volcano, or some happy accident made them acquainted with fire, a new resource against the rigors of winter; they discovered the method of preserving this element, then that of reproducing it, and lastly, the way of preparing with it the flesh of animals, which heretofore they devoured raw from the carcass.
This reiterated application of various beings to himself, and to one another, must have naturally engendered in the mind of man the idea of certain relations. These relations, which we express by the words GREAT, LITTLE, STRONG, WEAK, SWIFT, SLOW, FEARFUL, BOLD, and the like, compared occasionally, and almost without thinking of it, produced in him some kind of reflection, or rather a mechanical prudence, which pointed out to him the precautions most essential to his preservation and safety.
The new lights resulting from this development increased his superiority over other animals, by making him sensible of it. He laid himself out to ensnare them; he played them a thousand tricks; and though several surpassed him in strength or in swiftness, he in time became the master of those that could be of service to him, and a sore enemy to those that could do him any mischief. It is thus, that the first look he gave into himself produced the first emotion of pride in him; it is thus that, at a time he scarcely knew how to distinguish between the different ranks of existence, by attributing to his species the first rank among animals in general, he prepared himself at a distance to pretend to it as an individual among those of his own species in particular.
Though other men were not to him what they are to us, and he had scarce more intercourse with them than with other animals, they were not overlooked in his observations. The conformities, which in time he might discover between them, and between himself and his female, made him judge of those he did not perceive; and seeing that they all behaved as himself would have done in similar circumstances, he concluded that their manner of thinking and willing was quite conformable to his own; and this important truth, when once engraved deeply on his mind, made him follow, by a presentiment as sure as any logic, and withal much quicker, the best rules of conduct, which for the sake of his own safety and advantage, it was proper he should observe towards them.
Instructed by experience that the love of happiness is the sole principle of all human actions, he found himself in a condition to distinguish the few cases, in which common interest might authorize him to build upon the assistance of his fellow, and those still fewer, in which a competition of interests might justly render it suspected. In the first case he united with them in the same flock, or at most by some kind of free association which obliged none of its members, and lasted no longer than the transitory necessity that had given birth to it. In the second case, everyone aimed at his own private advantage, either by open force if he found himself strong enough, or by cunning and address if he thought himself too weak to use violence.
Such was the manner in which men might have insensibly acquired some gross idea of their mutual engagements and the advantage of fulfilling them, but this only as far as their present and sensible interest required; for as to foresight they were utter strangers to it; and far from troubling their heads about a distant futurity, the scarce thought of the day following. Was a deer to be taken? Everyone saw that to succeed he must faithfully stand to his post; but, suppose a hare to have slipped by within reach of any one of them. it is not to be doubted but he pursued it without scruple, and when he had seized his prey never reproached himself with having made his companions miss theirs.
We must easily conceive that such an intercourse scarce required a more refined language than that of crows and monkeys, which flock together almost in the same manner. Inarticulate exclamations, a great many gestures, and some imitative sounds, must have been for a long time the universal language of mankind, and by joining to these in every country some articulate and conventional sounds, of which, as I have already hinted, it is not very easy to explain the institution, there arose particular languages, but rude, imperfect, and such nearly as are to be found in this day among several savage nations. My pen straightened by the rapidity of time, the abundance of things I have to say, and the almost insensible progress of the first improvements, flies like an arrow over numberless ages, for the slower the succession of events, the quicker I may allow myself to be in relating them.
At length, these first improvements enabled man to improve at a greater rate. Industry grew perfect in proportion as the mind became more enlightened. Men soon ceasing to fall asleep under the first tree, or take shelter in the first cavern, lit upon some hard and sharp kinds of stone resembling spades or hatchets, and employed them to dig the ground, cut down trees, and with the branches build huts, which they afterwards bethought themselves of plastering over with clay or dirt. This was the epoch of the first revolution, which produced the establishment and distinction of families, and which introduced a species of property, and along with it perhaps a thousand quarrels and battles. As the strongest, however, were probably the first to make themselves cabins, which they knew they were able to defend, we may conclude that the weak found it much shorter and safer to imitate than to attempt to dislodge them; and as to those who were already provided with cabins, no one could have any great temptation to seize upon that of his neighbor, not so much because it did not belong to him, as because it could be of no service to him; and as besides to make himself master of it, he must expose himself to a very sharp conflict with the present occupiers.
The first developments of the heart were the effects of a new situation, which united husbands and wives, parents, and children under one roof; that habit of living together gave birth to the sweetest sentiments the human species is acquainted with, conjugal and paternal love. Every family became a little society, so much the more firmly united, as a mutual attachment and liberty were the only bonds of it; and it was now that the sexes, whose way of life had been hitherto the same, began to adopt different manners and customs. The women became more sedentary, and accustomed themselves to stay at home and look after the children, while the man rambled abroad in quest of subsistence for the whole family. The two sexes likewise by living a little more at their ease began to lose somewhat of their usual ferocity and sturdiness; but if on the other hand individuals became less able to engage separately with wild beasts, they on the other were more easily got together to make a common resistance against them.
In this new state of things, the simplicity and solitariness of man's life, the limitedness of his wants, and the instruments which he had invented to satisfy them, leaving him a great deal of leisure, he employed it to supply himself with several conveniences unknown to his ancestors; and this was the first yoke he inadvertently imposed upon himself, and the first source of mischief which he prepared for his children; for besides continuing in this manner to soften both body and mind, these conveniences having through use lost almost all their aptness to please, and even degenerated into real wants, the privation of them because far more intolerable than the possession of them had been agreeable; to lose them was a misfortune, to possess them no happiness.
Here we may a little better discover how the use of speech insensibly commences or improves in the bosom of every family, and may likewise form conjectures concerning the manner in which divers particular causes might have propagated language, and accelerated its progress by rendering it every day more and more necessary. Great inundations or earthquakes surrounded inhabited districts with water or precipices, portions of the continent were by revolutions of the globe torn off and split into islands. It is obvious that among men thus collected, and forced to live together, a common idiom must have started up much sooner, than among those who freely wandered through the forests of the mainland. Thus, it is very possible that the inhabitants of the islands formed in this manner, after their first essays in navigation, brought among us the use of speech; and it is very probable at least that society and languages commenced in islands and even acquired perfection there, before the inhabitants of the continent knew anything of either.
Everything now begins to wear a new aspect. Those who heretofore wandered through the woods, by taking to a more settled way of life, gradually flock together, coalesce into several separate bodies, and at length form in every country district nations, united in character and manners, not by any laws or regulations, but by a uniform manner of life, a sameness of provisions, and the common influence of the climate. A permanent neighborhood must at last infallibly create some connection between different families. The transitory commerce required by Nature soon produced, among the youth of both sexes living in contiguous cabins, another kind of commerce, which besides being equally agreeable is rendered more durable by mutual intercourse. Men begin to consider different objects, and to make comparisons; they insensibly acquire ideas of merit and beauty, and these soon produce sentiments of preference. By seeing each other often they contract a habit, which makes it painful not to see each other always. Tender and agreeable sentiments steal into the soul, and are by the smallest opposition wound up into the most impetuous fury: jealousy kindles with love; discord triumphs; and the gentlest of passions requires sacrifices of human blood to appease it.
In proportion as ideas and sentiments succeed each other, and the head and the heart exercise themselves, men continue to shake off their original wildness, and their connections become more intimate and extensive. They now begin to assemble round a great tree: singing and dancing, the genuine offspring of love and leisure, become the amusement, or rather the occupation of the men and women; free from care, thus gathered together. Everyone begins to survey the rest, and wishes to be surveyed himself; and public esteem acquires a value. He who sings or dances best; the handsomest, strongest, the most dexterous, the most eloquent, comes to be the most respected: this was the first step towards inequality, and at the same time towards vice. From these first preferences there proceeded on one side vanity and contempt, on the other envy and shame; and the fermentation raised by these new leavens at length produced combinations fatal to happiness and innocence.
Men no sooner began to set a value upon each other, and know what esteem was, than each laid claim to it, and it was no longer safe for any man to refuse it to another. Hence, the first duties of civility and politeness, even among savages; and hence every voluntary injury became an affront, as besides the mischief, which resulted from it as an injury, the party offended was sure to find in it a contempt for his person more intolerable than the mischief itself. It was thus that every man, punishing the contempt expressed for him by others in proportion to the value he set upon himself, the effects of revenge became terrible, and men learned to be sanguinary and cruel. Such, precisely, was the degree attained by most of the savage nations with whom we are acquainted. And, it is for want of sufficiently distinguishing ideas, and observing at how great a distance these people were from the first state of nature, that so many authors have hastily concluded that man is naturally cruel, and requires a regular system of police to be reclaimed; whereas nothing can be more gentle than he is in his primitive state, when placed by Nature at an equal distance from the stupidity of brutes, and the pernicious good sense of civilized man; and equally confined by instinct and reason to the care of providing against the mischief which threatens him, he is withheld by natural compassion from doing any injury to others, that which he has received. For according to the axiom of the wise Locke, "Where there is no property, there can be no injury."
But, we must take notice, that the society now formed and the relations now established among men required in them qualities different from those, which they derived from their primitive constitution; that as a sense of morality began to insinuate itself into human actions, and every man, before the enacting of laws, was the only judge and avenger of the injuries he had received, that goodness of heart suitable to the pure state of nature by no means suited infant society; that it was necessary punishments should become severer in the same proportion that the opportunities of offending became more frequent, and the dread of vengeance add strength to the too weak curb of the law. Thus, enough men were become less patient, and natural compassion had already suffered some alteration, this period of the development of the human faculties, holding a just mean between the indolence of the primitive state and the petulant activity of self-love, must have been the happiest and most durable epoch. The more we reflect on this state, the more convinced we shall be that it was the least subject to revolutions, the best for man, and that nothing could have drawn him out of it but some fatal accident, which for the public good, should never have happened. The example of the savages, most of whom have been found in this condition, seems to confirm that mankind was formed ever to remain in it, that this condition is the real youth of the world, and that all ulterior improvements have been so many steps, in appearance towards the perfection of individuals, but in fact towards the decrepitness of the species.
As long as men remained satisfied with their rustic cabins; as long as they confined themselves to the use of clothes made of the skins of other animals, and the use of thorns and fish-bones, in putting those skins together; as long as they continued to consider feathers and shells as sufficient ornaments, and to paint their bodies of different colors, to improve or ornament their bows and arrows, to form and scoop out with sharp-edged stones some little fishing boats, or clumsy instruments of music; in a word, as long as they undertook such works only as a single person could finish, and stuck to such arts as did not require the joint endeavors of several hands, they lived free, healthy, honest, and happy, as much as their nature would admit, and continued to enjoy with each other all the pleasures of an independent intercourse; but from the moment one man began to stand in need of another's assistance; from the moment it appeared an advantage for one man to possess the quantity of provisions requisite for two, all equality vanished; property started up; labor became smiling fields, which it was found necessary to water with human sweat, and in which slavery and misery were soon seen to sprout out and grow with the fruits of the earth . . . .
Without entering at present upon the investigation which still remains to be made into the nature of the fundamental compact underlying all government, I content myself with adopting the common opinion concerning it, and regard the establishment of the political body as a real contract between the people and the chiefs chosen by them: a contract by which both parties bind themselves to observe the laws therein expressed, which form the ties of their union. The people having in respect of their social relations concentrated all their wills in one, the several articles, concerning which this will is explained, become so many fundamental laws, obligatory on all the members of the State without exception, and one of these articles regulates the choice and power of the magistrates appointed to watch over the execution of the rest. This power extends to everything which may maintain the constitution, without going so far as to alter it. It is accompanied by honors, in order to bring the laws and their administrators into respect. The ministers are also distinguished by personal prerogatives, in order to recompense them for the cares and labor which good administration involves. The magistrate, on his side, binds himself to use the power he is entrusted with only in conformity with the intentions of his constituents, to maintain them all in the peaceable possession of what belongs to them, and to prefer on every occasion the public interest to his own.
Before experience had shown, or knowledge of the human heart enabled men to foresee, the unavoidable abuses of such a constitution, it must have appeared so much the more excellent, as those who were charged with the care of its preservation had themselves most interest in it; for magistracy and the rights attaching to it being based solely on the fundamental laws, the magistrates would soon cease to be legitimate as soon as they ceased to exist; the people would no longer owe them obedience; and as not the magistrates, but the laws, are essential to the being of a State, the members of it would regain the right to their natural liberty.
If we reflect with ever so little attention on this subject, we shall find new arguments to confirm this truth, and be convinced from the very nature of the contract that it cannot be irrevocable; for, if there were no superior power capable of insuring the fidelity of the contracting parties, or compelling them to perform their reciprocal engagements, the parties would be sole judges in their own cause, and each would always have a right to renounce the contract as soon as he found that the other had violated its terms, or that they no longer suited his convenience. It is upon this principle that the right of abdication may possibly be founded. Now if, as her, we consider only what is hum in this institution, it is certain that, if the magistrate, who has all the power in his own hands, and appropriates to himself all the advantages of the contract, has none the less a right to renounce his authority, the people, who suffer for the faults of their chief, must have a much better right to renounce their dependence. But, the terrible and innumerable quarrels and disorders that would necessarily arise from so disparate a privilege show, more than anything else, how much human governments stood in need of a more solid basis than mere reason, and how expedient it was for the public tranquility that the Divine Will should interpose to invest the sovereign authority with a sacred and inviolable character, which might deprive subjects of the fatal right of disposing of it. If the world had received no other advantages from religion, this would be enough to impose on men the duty of adopting and cultivating it, abuses and all, since it has been the means of saving more blood than fanaticism has ever split . . . .
From great inequality of fortunes and conditions, from the vast variety of passions and of talents, useless and pernicious arts, of vain sciences, would arise a multitude of prejudices equally contrary to reason, happiness and virtue. We should see the magistrates fomenting everything that might weaken men united in society, by promoting dissension among them; everything that might sow in it the seeds of actual division, while it gave society the air of harmony; everything that might inspire the different ranks of people with mutual hatred and mistrust, by setting the rights and interests of one against those of another, and so strengthen the power which comprehended them all.
It is from the midst of this disorder and these revolutions, that despotism, gradually raising up its hideous head, and devouring everything that remained sound and untainted in any part of the State, would at length trample on both the laws and the people, and establish itself on the ruins of the republic. The times which immediately preceded this last change would be times of trouble and calamity; but at length the monster would swallow up everything, and the people would no longer have either chiefs or laws, but only tyrants. From this moment there would be no question of virtue or morality; for despotism CUI EX HONESTO NULLA EST SPES, wherever it prevails, admits no other master; it no sooner speaks than probity and duty lose their weight, and blind obedience is the only virtue which slaves can still practice.
This is the last term of inequality, the extreme point that closes the circle, and meets that from which we set out. Here all private persons return to their first equality, because they are nothing; and subjects having no law but the will of their master, and their master no restraint but his passions, all notions of good and all principles of equity again vanish. There is here a complete return to the law of the strongest, and so to a new state of nature, differing from that we set out from; for the one was a state of nature in its first purity, while this is the consequence of excessive corruption. There is so little difference between the two states in other respects, and the contract of government is so completely dissolved by despotism, that the despot is master only so long as he remains the strongest; as soon as he can be expelled, he has no right to complain of violence. The popular insurrection that ends in the death or deposition of a Sultan is as lawful an act as those by which he disposed the day before, of the lives and fortunes of his subjects. As he was maintained by force alone, it is force that overthrows him. Thus, everything takes place according to the natural order; and, whatever may be the result of such frequent and precipitate revolutions, no man has reason to complain of the injustice of another, but only of his own ill fortune or indiscretion.
If the reader thus discovers and retraces the lost and forgotten road, by which man must have passed from the state of nature to the state of society; if he carefully restores, along with the immediate situations which I have just described, those which want of time has compelled me to suppress, or my imagination has failed to suggest, he cannot fail to be struck by the vast disgrace which separates the two states. It is in tracing this slow succession that he will find the solution of a number of problems of politics and morals, which philosophers cannot settle. He will feel that, men being different in different ages, the reason why Diogenes could not find a man was that he sought among his contemporaries a man of an earlier period. He will see that Cato died with Rome and liberty, because he did not fit the age in which he lived; the greatest of men served only to astonish a world which he would certainly have ruled, and he lived five hundred years sooner. In a word, he will explain how the soul and the passions of men insensibly change their very nature; why our wants and pleasures in the end seek new objects; and why, the original man having vanished by degrees society offers to us only an assembly of artificial men and factitious passions, which are the work of all these new relations, and without any real foundation in nature. We are taught nothing on this subject, by reflection, that is not entirely confirmed by observation. The savage and the civilized man differ so much in the bottom of their hearts and in their inclinations, that what constitutes the supreme happiness of one would reduce the other to despair. The former breathes only peace and liberty; he desires only to live and be free from labor; even the ataraxia of the Stoic falls far short of his profound indifference to every other object. Civilized man, on the other hand, is always moving, sweating, toiling, and racking his brains to find still more laborious occupations; he goes on in drudgery to his last moment and even seeks death to put himself in a position to live, or renounces life to acquire immortality. He pays his court to men in power, whom he hates, and to the wealthy, whom he despises; he stops at nothing to have the honor of serving them; he is not ashamed to value himself on his own meanness and their protection; and, proud of his slavery, he speaks with disdain of those who have not the honor of sharing it. What a sight would the perplexing and envied labors of a European minister of State present to the eyes of a Caribbean! How many cruel deaths would not this indolent savage prefer to the horrors of such a life, which is seldom even sweetened by the pleasures of doing good! But, for him to see into the motives of all this solicitude, the words POWER and REPUTATION would have to bear some meaning in his mind; he would have to know that there are men who set a value on the opinion of the rest of the world; who can be made happy and satisfied with themselves rather on the testimony of other people than on their own. In reality, the source of all these differences is that the savage lives within himself, while the social man lives constantly outside himself, and only knows how to live in the opinion of others, so that he seems to receive the consciousness of his own existence merely from the judgment of others concerning him. It is not to my present purpose to insist on the indifference to good and evil which arises from this disposition, in spite of our many fine works on morality, or to show how, everything being reduced to appearances, there is but art and mummery in even honor, friendship, virtue and often vice itself, of which we at length learn the secret of boasting; to show, in short, how, always asking others what we are, and never daring to ask ourselves, in the midst of so much philosophy, humanity, and civilization, and of such sublime codes of morality, we have nothing to show for ourselves but a frivolous and deceitful appearance, honor without virtue, reason without wisdom, and pleasure without happiness. It is sufficient that I have proved that this is not by any means the original state of man, but that it is merely the spirit of society, and the inequality which society produces, that thus transform and alter all our natural inclinations.
I have endeavored to trace the origin and progress of inequality, and the institution and abuse of political societies as far as these are capable of being deduced from the nature of man merely by the light of reason, and independently of those sacred dogmas which give the sanction of divine right to sovereign authority. It follows from this survey, that, as there is hardly any inequality in the state of nature, all the inequality which now prevails owes its strength and growth to the development of our faculties and the advance of the human mind, and becomes at last permanent and legitimate by the establishment of property and laws. Secondly, it follows that moral inequality, authorized by positive right alone, clashes with natural right, wherever it is not proportionate to physical inequality; a distinction which sufficiently determines what we ought to think of that species of inequality, which prevails in all civilized countries, since it is plainly contrary to the law of nature, however defined, that children should command old men, fools wise men, and that the privileged few should gorge themselves with superfluities while the starving multitude lie in want of the bare necessities of life.