James Tobin, Awarded Nobel Prize in 1981,

Lecture presented April 30, 1985.

 

In providing a basis for understanding how subjects actually behave when they acquire different assets and incur debts, James Tobin invented “portfolio theory” and the “Q-ratio” which measures the relationship of the market value of physical assets to their replacement costs.  He also served on John F. Kennedy’s Council of Economic Advisers.

 

The Nobel Committee recognized Professor Tobin “for his analysis of financial markets and their relations to expenditure decisions, employment, production and prices.”

 

Quotes from James Tobin’s April 1985 lecture at Trinity University:

 

Rare is the child, I suspect, who wants to grow up to be an economist, or a professor.  I grew up in a university town and went to a university-run high school, where most of my friends were faculty kids.  I was so unfailing an A student that it was boring even to me.

 

Cutting my teeth on The General Theory, I was hooked on economics.  Like many other economists of my vintage, I was attracted to the field for two reasons.  One was that economic theory is a fascinating intellectual challenge, on the order of mathematics or chess.  I liked analytics and logical argument.  I thought algebra was the most eye-opening school experience between the three Rs and college.  The other reason was the obvious relevance of economics to understanding and perhaps overcoming the great depression and all the frightening political developments associated with it throughout the world…Thanks to Keynes, economics offered me the best of both worlds.  I was fascinated by his theoretical duel with the orthodox classical economists.  Keyne’s uprising against encrusted error was an appealing crusade for youth.  The truth would make us free, and fully employed too.

 

I see in retrospect that our professors left most of our education to us.  They expected us to teach ourselves and learn from each other, and we did.  They treated us as adult partners in scholarly endeavor, not as apprentices.  I am afraid our graduate programs today try too hard to convey a definite and vast body of material and to test how well students master what we know.

 

A new mainstream, synthesizing the Keynesian revolution and the classical economics against which it was revolting, was in the making.  I am proud that Paul Samuelson called me a “partner in [this] crime.  The building blocks of the Keynesian structure were four in number: the relation of wages and employment; the propensity to consume; liquidity preference and the demand for money; the inducement to invest.

 

Economic knowledge advances when striking real-world events and issues pose puzzles we have to try to understand and resolve.  The most important decisions a scholar makes are what problems to work on.  Choosing them just by looking for gaps in the literature is often not very productive and at worst divorces the literature itself from problems that provide more important and productive lines of inquiry.  The best economists have taken their subjects from the world around them.

 

When my prize was announced in Stockholm in 1981, the first reports that reached this country mentioned portfolio theory.  This caught the interest of the reporters who faced me at a hastily arranged press conference at Yale.  They wanted to know what it was, so I did my best to explain it in lay language, after which they said “Oh no, please explain it in lay language.”  That’s when I referred to the benefits of diversification: “You know, don’t put all your eggs in one basket.”  And that is why headlines throughout the world said “Yale economist wins Nobel for ‘Don’t put all your eggs…,’” and why a friend of mine sent me a cartoon he had clipped, which followed that headline with a sketch of next year’s winner in medicine explaining how his award was for “An apple a day keeps the doctor away”.

 

I have lived long enough to see the revolution to which I was an eager recruit fifty years ago become in its turn a mainstream orthodoxy and then the target of counterrevolutionary attack.  The tides of political opinion and professional fashion have turned against me.  Many of my young colleagues in the profession are as enthusiastic exponents of the new classical macroeconomics as I and my contemporaries were crusaders against old classical macroeconomics in the 1930s.  Many of the issues are the same, but the environment is quite different from the great depression.  The contesting factions are better equipped – our profession has certainly improved its mathematical, analytical, and statistical tools.  I do not despair over the present divisions of opinion in economics.  Our subject has always thrived and advanced through controversy, and I expect a new synthesis will evolve, maybe even in my lifetime.

 

Additional resources on James Tobin are available at the Nobel web site.

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