| I. Introduction | |
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There has been a great deal of attention devoted to the concepts
of The Seven Deadly Sins recently in popular forms of discourse, from the new
series of cultural studies at Oxford University Press, the collection of essays
edited by Robert C. Solomon (Wicked
Pleasures [1999]), and the outstanding articles on the sins by major
novelists and poets published in The New
York Times Book Review in 1993, to an hour-long special broadcast that same
year on MTV and the feature-length film Seven
of 1995. From elite culture to popular culture,
in other words, the seven deadly sins have retained their interest as cultural
constructions. It is time to revisit
them in research on the period of their greatest dissemination and utility, the
Middle Ages. The most recent research on
this topic, in fact, has allowed these seven concepts to emerge from a narrowly
theological inquiry and to be seen, individually and as a series, in the same
light as other historically defined objects of study central to the Humanistic
endeavor. By focusing on the major
cultural contexts in which the sins were defined, the seminar will seek to
deepen the participants' appreciation for the ways in which the conception of
morality in the Middle Ages was a response to varying cultural factors, and
will make the study of the sins available for inclusion in the participants'
regular college instruction. The seminar has been designed so as to provide a location in which scholars in the Humanities and the Social Sciences can discuss the ways in which the culture of the Middle Ages constructed morality. The practical goals of the summer will be for me to assist the participants in their research project, and to make available to the participants in the seminar an exciting group of guest lecturers. The results of the seminar will, I hope, be disseminated in special sessions at the annual Medieval Congress in Kalamazoo. I am seeking to recruit participants drawn from a wide variety
of fields: college teachers who
specialize in anthropology, history, and the study of literature, as well as
specialists in art history, sociology, and those with a primary focus on
theology and ethics. From two years of
residence at institutes for advanced study in America and Britain, I am aware
that interaction among disciplines is an essential ingredient in achieving a
reinvigorated educational environment that will bring a new vision to the
relationship between the sins and the niches of culture that were of vital
importance in the construction of these moral categories. The participants will be expected to have a
basic knowledge and understanding of medieval culture and history in its broad
outlines, not limited to their own fields of specialized research. It will be helpful, although not a prerequisite,
if participants have a working knowledge of French and German, in particular,
or other modern European languages in which the scholarship on the sins is
regularly published. It will be
especially useful if they can read Medieval Latin. Nevertheless, the majority of the medieval
texts used in the seminar will be made available to the seminar in their
original languages with an accompanying English translation.
Intellectual Rationale NEH support for the study of the seven deadly sins at American universities began in 1978 with an NEH Summer Seminar for College and University Teachers at the University of Pennsylvania, directed by Prof. Siegfried Wenzel. The present seminar seeks to follow this educational innovation and reinvigorate its content, in the current climate of ethical discourse in our culture, by taking maximum advantage of the unique manuscript, research, and human resources available at the University of Cambridge, England, and its institute for advanced study, Clare Hall.
The Study of the Seven Deadly Sins: The seven deadly sins (pride, envy, wrath, avarice, sloth,
gluttony, lust – in their most frequent order) are sometimes thought of as
inflexible categories of medieval dogma or, when they are found in examples of
contemporary popular culture (such as the feature-length film Seven), as
signifiers for something of an arcane perversion, a vehicle for an evil which
is both mysterious and ancient. Such a
view, of course, does not address the longevity of the idea of these seven
constructs as comprehending the basic categories of evil in western
culture. The very fact that even as this
list of seven sins was being replaced by psychological, utilitarian, and other
models of behavioral analysis it still could be adopted from Catholic to Protestant
use during the Reformation, and further adopted for secular utilization both
before and after that point, makes the seven sins a worthy object of cultural
inquiry in the Humanities. Current
research in the intellectual history of moral thought in the Middle Ages has
demonstrated, moreover, how nuanced and differentiated the constructs actually
were that came to be known as the seven deadly sins, how much their definition
depended on a complex interaction with the cultural environments in which they
were enumerated. The most recent
research on this topic, in other words, has allowed these seven concepts to
emerge from a narrowly theological inquiry and to be seen, individually and as
a series, in the same light as other historically defined objects of study
central to the Humanistic endeavor. In
this way, current research does not define the categories of the sins merely as
theological entities, but rather as differentiated articulations of what can be
called discrete forms of an interrupted actualization of socially accepted
forms of desire. Parallel to this
definition, the virtues can be understood as ideals of the socialization of
desire. In the 19th and earlier 20th century, and
primarily in German scholarship, the sins were studied in three main
contexts: First, they were seen as part
of the history of Catholic dogma on matters of moral theology, something which
appears clearly in the sub-title of the major work on the sins and dogma in
this period, the monograph by Otto Zöckler.
Second, the origins of the sins became part of the historical study of
monastic spirituality in Egypt, where established lists of evil thoughts (later reformulated
as the sins) first appeared. The focus
here was on the debt this aspect of Egyptian monasticism owed to both Hellenism
and Early Christian literature. Stefan
Schiwietz's three-volume Das morgenländische Mönchtum, published between
1904 and 1938, is typical of endeavors in this second context, as is the
monograph by Siegfried Wibbing. Third,
the iconography of vices and virtues formed the subject of a number of studies
of medieval art, in particular in the tradition of Prudentius's Psychomachia,
such as one can find in Adolf Katzenellenbogen's classic monograph. The common factor in these studies is a tendency
to examine their subject from structural and historical perspectives in which
the content of the sins is imagined to be relatively stable. Much of this earlier research was summarized and extended into
the area of literary scholarship in 1952 in the monumental monograph by Morton
Bloomfield, which not only was the first major American study of the sins, but
also contributed a far more comprehensive view of the place of the sins in
medieval culture that was also sensitive to some of the major changes in the
composition of the lists of sins in response to varying cultural factors. Bloomfield's work proved highly influential
in the educational context of American universities, in particular, but it also
served as the starting point for the ongoing interest among subsequent European
medievalists in this aspect of medieval moral thought. The publication in 1967 of Siegfried Wenzel's
study of sloth and his fundamental article in Speculum the next year
detailing problems in the history of the sins not addressed by Bloomfield's
work set the agenda for much historiographical work to come. As a result, factors such as the place of the
virtues in the comprehension of moral thought in the Middle Ages, the influence
of Aristotle, and the genesis of rationales for the sins in Scholastic thought
were the focus of some later work, such as the recent studies by Carla
Casagrande and Silvana Vecchio. At the
same time, the study of individual sins has been, and continues to be, advanced
in work by Lester Little, Alexander Murray, or more recently Richard Newhauser
on avarice; Mireille Vincent-Cassy on envy and sloth; and Pierre Payer or Ruth
Karras on lust. Yet much scholarship of the last twenty years has also moved
beyond an agenda in which the seven deadly sins are seen to function almost
hegemonically in the environment of pastoral theology. John Bossy's important essay in 1988
articulated ways in which the seven sins were seen by late-medieval culture to
be inadequate, a topic which was in some regards anticipated by Bloomfield's
work, but not fully realized there.
Likewise, analyses of other enumerations of morality in the Middle Ages,
like Casagrande and Vecchio on the sins of the tongue, or Newhauser on the nine
accessory sins, have called attention to the way in which cultural exigencies
(such as the oral nature of preaching and confession) elicited a response that
gives evidence of the flexibility of medieval moral thought. But recent scholarship has also begun to address
topics and use methodologies that open the question of the cultural use of the
sins to a more diverse analysis and call into question some of the assumptions
of earlier scholarship. Barbara
Rosenwein et al. on anger, for example, is deeply invested in the current
debate on the use and construction of the emotions in historical research,
Michael Theunissen has questioned the supposed historical break between the
melancholy articulated in antique texts, sloth in the Middle Ages, and
modernity's representation of depression.
Other approaches to the delineation of the moral categories of the sins
have adopted methods of psychological research (Patrick Boyde), or the findings
of anthropology (Newhauser), or a gender studies perspective (Karras) to yield
new insight into the ways in which cultures fill the categories of moral
analysis with an ever-changing content. With so much recent attention focused on the sins, it seems that
the time is right to revisit the content of a past NEH Summer Seminar with a
new group of interested and engaged college teachers in order to reinvigorate
the educational potential of the study of the seven deadly sins at American
universities.
The Cultural Contexts of the Seven Deadly Sins In order to allow the participants to clearly relate the
presentation of the sins to a specific context, it is proposed here that the
seminar focus on the locations of medieval moral thought and their interaction
with the contents of the presentations themselves. It is in this way that one can speak of the
sins as cultural constructions. The
following narrative will lay the foundation for the content and implementation
of the project. The longevity and centrality of the seven sins testifies to the
authoritativeness and versatility of what began as an element of monastic
education. Their origin is found in the
list of eight "evil
thoughts" (gluttony, lust, avarice, wrath, sadness, sloth, vainglory,
pride) that developed in the hermit communities of northern Egypt. These eight logismoi may have been common in the oral teaching of the Egyptian
monks, but in written form they are found earliest in the Greek works of
Evagrius Ponticus (c. 345–399). In the
octad, Evagrius systematized the theory of demonic intrusions on the
contemplative work of the anchorite so that the monk would be better armed to
defeat the demons who used temptations to hinder his attainment of apatheia
("passionlessness"). John
Cassian (c. 360–433/35) learned of the octad from Evagrius and made the order
of logismoi in Evagrius's De octo
spiritibus malitiae central to his Latin works written for cenobitic
monasteries in Marseilles. Here, the
"evil thoughts" were now termed vitia,
each with a list of sub-sins to which it gives rise. Cassian emphasized the concatenation of the
first six sins, a sequential relationship in which an excess of one vice
becomes the foundation for the subsequent one.
Vainglory and pride become dangerous precisely when the previous six
have been extirpated. The ascetic
orientation of these early monastic octads, written for communities of holy
men, can be seen in the way control of bodily desires lays the foundation for
the defeat of more spiritual temptations.
Pope Gregory I (c. 540–604) synthesized Cassian's monastic thought with
Augustine's view of sin as reflective of the will. Using most of the octad's components, Gregory
reversed the order of sins: what he
explicitly called two "carnal sins" come after five spiritual ones,
with pride serving as the root of all seven
"principal vices": vainglory,
envy, wrath, sadness, avarice, gluttony, lust (Moralia in Iob, 31.45.87–90).
When pride itself was included in the list, the result could be
understood as a variant of a sin octad, but in either case, Gregory considered
these sins the origins of all sinfulness.
The excesses of the ego depicted in the heptad's spiritual sins
emphasize the importance of humility for Gregory as the central virtue of
active obedience to authority within the community in moral, monastic, and
secular political terms. Pride was most
commonly (though not exclusively) considered the foundation of sinfulness in
the early Middle Ages. Gregory asserts
that the determination of intention in any act necessitates close examination
of motives that may reveal a gap between the appearance of virtue and its
origin in the impulses of vice. He
presupposes, thus, a certain amount of moral ambiguity in any act. The heptad reflects an ideal of hierocratic ideology and social
hierarchy. In the early Middle Ages many
other presentations of vices and virtues were addressed to the needs of the
nobility: Martin of Braga composed the
very popular Formula vitae honestae
(570–79), a treatise on the cardinal virtues, for the moral instruction of the
Suevic King Miro and his court. Typical
of the aristocrats directly involved in the ethical renewal of the Carolingian
reforms is Wido, Margrave of the Marca Britanniae, to whom Alcuin addressed his
influential Liber de virtutibus et vitiis
(c. 800). The reformers emphasized ethica, the study of virtue leading to
correct living, along with the liberal arts and logic as the disciplines of
philosophy: Alcuin frames his treatise
with systems of virtue (at the beginning, theological; at the end, cardinal
virtues). His compilation of scriptural
and patristic texts as governing authorities served the further end of aiding
uniformity in the Carolingian church, which allies his and other Carolingian
and post-Carolingian treatises on moral theology with the genre of the florilegium. The internalization of concepts of the individual and spirituality
in the late eleventh and twelfth centuries anchored moral theology in
psychological processes. Hugh of St.
Victor (1096–1141) reinterpreted concatenation as a description of developing
sinfulness which began with the common classification of sin according to the
subject it is directed against: pride
removes the sinner from God, envy from his neighbor, wrath from himself. The last four sins marked stages in the
sinner's descent into slavery to sin (De
quinque septenis). The intended
audience of this view of the sins now includes new classes of an urban
population. The renewal of interest in
Augustinian theology in the 12th century marks a tendency to see caritas
as the most important virtue instead of Gregory the Great's focus on
humility. The Ethics of Peter
Abelard (1079-1142) for the first time systematically analyzed the importance
of intention and conscience, i.e., the inner disposition of each human being,
in the determination of what constitutes vice and virtue. The interconnection between monastic theology
and the developing "theology of the schools" produced many other
presentations using the symmetry of vices and virtues (or related qualities,
especially the gifts of the Holy Spirit).
The Liber de fructu carnis et
spiritus by Conrad of Hirsau (c. 1070–c. 1150) treats the Gregorian heptad
and an opposed list (theological plus cardinal virtues) and was influential in
the development of illuminations of matching trees of vices and virtues; Alan
of Lille's De virtutibus et de vitiis et
de donis spiritus sancti (c. 1170–80) examines the gifts of the Holy
Spirit, defines the sins and their progeny, and makes the theological virtues a
category of one of the cardinal virtues; the façade of Notre-Dame cathedral in
Paris (early 13th cent.) arranges personifications of virtues with
roundels of exemplified sins in a way that summarizes types of representation
of both. With the shift to a growing
profit economy in the eleventh and twelfth centuries, treatments of avarice and
its sub-sins (usury, illicit merchant practices, etc.) began to vie with pride
more frequently in discussions of which sin is the root of all others. Early Scholastic literature began to treat sin and virtue within
a wider approach to systematic theology, though attempts to adduce a
theoretical rationale for a system of sins (generally as aberrations of the
human will) produced any number of classifications of the sins: Peter Lombard's Sentences (c. 1150), the standard textbook for Scholastic education
in theology, had suggested four:
Augustine's distinction of sins by their origin in cupidity or fear;
Jerome's classification of sins of thought, word, or deed; the distinction
according to the subject sin is directed against; and the Gregorian heptad (Sent., 2.30–44). The seven sins could not easily be justified
as the most important or the most serious sins.
The phenomenology of sin and virtue became central to theology as a
discipline, but this opened up new avenues of classification. The use of Aristotle's Nichomachean Ethics reinforced academic moral theology's move
beyond hamartiology (and an interest in only seven chief sins) to instead
become a theory of virtue, devoted to questions touching the divisions of the
virtues (intellectual, moral, theological), their causes, and their
interconnection. The importance of the sacrament of penance influenced frequent
Scholastic attempts to distinguish between explicit violations of God's law
(deadly sins) and acts that do not directly breach this law (venial sins). The attempts to define venial sin also
included the idea of a diminution of any inherent human sinfulness due in part
to the imperfect nature of human intention or human knowledge, as one can see,
for example, in "Le profit de savoir quel est péché mortel et véniel"
and other works by Jean Gerson (d. 1429).
The seven sins no longer suffice as a schematic organization of the
multitude of errors that Gerson discusses, which in one treatise amount to 58
different kinds of deception by the devil (i.e., vices disguised as virtues). With an endless choice of feigned virtues
that self-examination will expose as sins, Gerson’s sinner has arrived at what
has been described as a “paralysis of the soul” typical of a late-medieval
guilt culture. An interest in the Jewish
scriptures that had begun in the twelfth century, uneasiness with the lack of a
biblical foundation for the capital vices, and a concern to bind morality into
a juridical system resulted in the emergence of the Ten Commandments,
especially among Franciscan theologians beginning with Duns Scotus, as the
moral system that would be universally taught after the sixteenth century. In pastoral theology, art, and literature, the capital vice
tradition remained dominant through the sixteenth century. The reforming efforts of the Church to
control the content of catechesis by reinstructing congregations at all social
levels in matters of the faith culminated in canon 21 of the Fourth Lateran
Council (1215) that legislated confession for all Christians at least once a year. Many regional councils demanded that clergy
preach on vices and virtues, as well. The examination of the conscience envisioned
here included material specific to women and all classes of society. The question of how to organize the
sins to be confessed and preached was answered very early by drawing on the
capital vices, which now became the seven deadly sins. Robert of Flamborough's early
thirteenth-century Liber poenitentialis
recommended the heptad precisely because the genetic relationship of the vices
(and their progeny) facilitated confession.
Eventually, the number of progeny was vastly expanded, but the basic
classification of seven chief sins and their chief remedies remained, though
often in tandem with other catechetical systems. The outpouring of penitential and homiletic
texts treating vice and virtue, initially addressed to the clergy, was the work
especially of the Dominicans and Franciscans (in particular in the cities), and
it influenced the development of vernacular works on morality, now addressed to
the urban laity. William Peraldus's
widely transmitted Summa virtutum ac vitiorum (1236–1250), which played a seminal role in the development of the
sins of the tongue, influenced important vernacular treatments of the vices and
virtues such as Friar Laurent of Bois' Somme le roi (1280) and
(indirectly) Chaucer's "Parson's Tale" (late 14th
century). The recognition of the
cognitive value of images for educating pious Christians drew in the late
Middle Ages on the intersection between pastoral literature, the
natural-philosophical understanding of animals, and traditional moral
iconography to produce emblematic presentations of the vices and virtues in
many media and for many functions, from supporting the Benedictine
reform to promoting civic ethics (as in the Regensburg tapestry of the vices
and virtues, c. 1400). The confluence of
pastoral literature and a high degree of emblematic iconography also
characterizes late-medieval and Renaissance literary treatments of the vices
and virtues, from Dante's (1265–1321) Divine
Comedy to morality plays. |
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